SMS Financial

Financial Privacy Policy

We will keep information about our current, former and prospective clients confidential unless the information concerns illegal activities on the part of the client or prospective client or disclosure is required by law or the client or prospective client permits disclosure of the information. Disclosure could include information to allow for servicing of the accounts you have opened or to prevent fraud. These are only examples and there may be other disclosures by law. You cannot prevent those disclosures.

We collect personal information about you from:

  • Applications or other forms you complete;
  • Your business dealings with us and other companies; and
  • Other third parties such as consumer reporting agencies.

You have the right of access and correction with respect to the information collected except information that relates to a claim or a criminal or civil proceeding.

We protect your personal information. The only employees or associates who have access to that information are those who must have it to provide services to you. Should your relationship with us end, we would not disclose any personal information about you to anyone except in accordance with this Privacy Policy.


The SMS Financial LLC site has been designed for informational purposes only. We reserve the right to make modifications at any time, without notice. No information contained on the site constitutes investment advice. Your use of this information does not constitute a client relationship. Past performance does not guarantee future results.

The information provided is in no way intended as an offering or a solicitation of a security which may be referenced in the site. It is not intended for distribution to, or use by, any person in any jurisdiction where such use would be contrary to law or regulation, or which would subject SMS Financial LLC to any registration requirement with such jurisdiction. SMS Financial LLC is not offering services in states were we are not properly registered. Please call for the most current information on such registration.

Copyright © 2017

Unless specifically authorized in writing, any and all information on this site may not be reproduced, transmitted, displayed, distributed, published or otherwise used.

Internet Links

At certain places on this SMS Financial LLC Internet site, live links to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions, organizations, or individuals independent of SMS Financial LLC. SMS Financial LLC does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Links are being provided for information purposes only.

Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by SMS Financial LLC.