SMS Financial

Free Investment Analysis Consultation

 

If you have any questions or concerns about your current portfolio or would like to interview us for asset management services, we offer an initial consultation without charge or obligation. Usually this last 30-45 minutes. Your appointment can be in person or by phone, usually scheduled within a week.

We are open Monday through Friday, 9:00 AM through 5:00 PM, Pacific. We are closed on all NYSE holidays. Saturday appointments are available at mutual convenience.

The purpose of this initial consultation is to discuss your current investment strategies and to review your portfolio. This is your opportunity to determine if we are the right people for your investment management needs. We will give you an honest second opinion on your portfolio and if you are already doing well, we will tell you so. In addition, we will tell you how we might allocate investment for a similar situation as yours. Your actual portfolio allocation will be determined by further in-depth interviews and your responses to our investment policy statement questionnaire.

We will ask you to bring your most recent statements for your investment accounts, as well as your tax return.  Because we believe that portfolios should reflect your unique situation, we will ask you questions about your age, current income, hobbies, goals, philosophy on money, your assets and liabilities and any unique situation or circumstances.

 

 
Disclaimer

The SMS Financial LLC site has been designed for informational purposes only. We reserve the right to make modifications at any time, without notice. No information contained on the site constitutes investment advice. Your use of this information does not constitute a client relationship. Past performance does not guarantee future results.

The information provided is in no way intended as an offering or a solicitation of a security which may be referenced in the site. It is not intended for distribution to, or use by, any person in any jurisdiction where such use would be contrary to law or regulation, or which would subject SMS Financial LLC to any registration requirement with such jurisdiction. SMS Financial LLC is not offering services in states were we are not properly registered. Please call for the most current information on such registration.

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