SMS Financial

Contact us

SMS Financial LLC is a financial planning and investment management firm, located in Monterey, California. We are experienced, competent professionals who are dedicated to providing individuals and small businesses with the highest level of expert services. 

Our office is located at: (map)

SMS Financial LLC
2801 Monterey-Salinas Highway, Suite K
Monterey, CA  93940

Our local phone number is (831) 622-8800.
Our toll-free phone number is (888) 622-5750.
Our fax number is (831) 655-3660.  Call for our toll free fax number.

We are open Monday through Friday, 9:00 AM through 5:00 PM, Pacific Standard Time. We are closed on all NYSE holidays. Saturday appointments are available at mutual convenience.

We are currently accepting new clients for financial planning and/or investment management.

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E-mail Disclaimer:

SMS Financial LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate method. Vocal or written confirmation is required. Transactional details do not supersede normal trade confirmations or statements.  E-mail sent through the Internet is not secure or confidential.


The SMS Financial LLC site has been designed for informational purposes only. We reserve the right to make modifications at any time, without notice. No information contained on the site constitutes investment advice. Your use of this information does not constitute a client relationship. Past performance does not guarantee future results.

The information provided is in no way intended as an offering or a solicitation of a security which may be referenced in the site. It is not intended for distribution to, or use by, any person in any jurisdiction where such use would be contrary to law or regulation, or which would subject SMS Financial LLC to any registration requirement with such jurisdiction. SMS Financial LLC is not offering services in states were we are not properly registered. Please call for the most current information on such registration.

Copyright © 2017

Unless specifically authorized in writing, any and all information on this site may not be reproduced, transmitted, displayed, distributed, published or otherwise used.

Internet Links

At certain places on this SMS Financial LLC Internet site, live links to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions, organizations, or individuals independent of SMS Financial LLC. SMS Financial LLC does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Links are being provided for information purposes only.

Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by SMS Financial LLC.